2019 INTERNATIONAL ODR FORUM

We are pleased to announce the list of speakers and presenters for the 2019 International Online Dispute Resolution conference. This year’s conference will be held in Williamsburg, VA from October 28-30. It is being hosted by the National Center for State Courts and co-sponsored by the National Center for Technology and Dispute Resolution. In addition to many sessions on the use of ODR in the private sector, a major focus of the conference this year will be on ODR in the courts. We hope that you will be able to join us.

Access to Justice and ODR by Daniel Rainey

From the Bold Measures in ODR Blog

Access to justice has traditionally been defined as access to the courts. The World Justice Project just published the 2019 review of 126 countries, ranking them on an access to justice scale determined by an array of factors related to the independence and fairness of their court systems. The US, by the way, ranked as #20 in 2019 (down from #19 in 2018) – just behind the Czech Republic and just ahead of Spain. Venezuela, it will not surprise you, ranks last as #126.

This definition of A2J as A2the courts has some ramifications for the development of ODR. The basic approach being taken by justice-related ODR developers is to improve the performance of various aspects of the legal system. This is a noble (no sarcasm intended) and largely successful approach.

The promises of ODR for the legal system have focused on easing entry, saving time, saving money, and reducing caseloads. Early in the development of legal ODR, document assembly programs, case management programs, time management programs, and other very useful apps turned inward to the management of courts and law firms. The new wave of ODR is focusing outward, toward the parties who approach the courts for justice, often working in conjunction with ADR programs already in use by the courts.. These new ODR platforms are delivering very well on the basic promises.

Entry has certainly been eased. Using mobile technology and greatly simplifying some of the complex systems that have traditionally been barriers to entering the justice system, ODR has allowed for filing cases and participating in dispute resolution from anywhere, at any time. In the UK, where an ODR project has been underway for a couple of years, and in several states in the U.S., only a very small percentage of potential cases have been kicked out of ODR systems for lack of technology access.

Time has certainly been saved. For example, a family court using ODR in the U.S. has reduced the time it takes to complete a case from 8 weeks (in traditional court) to 6 days.

The vast majority of parties who use ODR platforms find that it is fair, and a vast majority of those parties would recommend the ODR approach to others.

As artificial intelligence is used more and more in the development of ODR systems, what commercial online service desks refer to as “containment” – the ability to keep the party interacting with the AI rather than being sent to a human helper – will improve. At the moment, it seems common for commercial online service desks to shoot for 80% containment – achieving that level of service for legal ODR would have a huge impact on caseloads, court costs, etc. That day is coming. Soon.

So what’s wrong with our conception of A2J as A2thecourts? Nothing, really. But there is what one could call a blind spot in our push to integrate ODR into the courts. Great technology, highly accessible, with great containment rates, will without doubt make “justice” in the form of access to the courts available to those who are currently disposed to approach the courts in the first place. A problem, not with ODR but with the courts, is that a majority of justiciable issues that crop up in society never get as far as consultation with a lawyer, or as far as filing as a self-represented litigant. Because of cost, or lack of knowledge about rights, or, as I have often said, for poor people courts are generally where things happen to you, not for you, estimates of unpursued potential issues from the ABA are as high as 70%.

If we really want to increase access to justice, we need to target not just easy access to the courts for traditional parties, but apps and education for those who have traditionally been voluntarily disenfranchised by their own fear or reluctance to approach a court, online or offline.

Measuring quality? by Ian Macduff

From the Bold Measures in ODR Blog

“And what is good, Phaedrus, and what is not good — Need we ask anyone to tell us these things?”
― Robert M. Pirsig, Zen and the Art of Motorcycle Maintenance: An Inquiry Into Values

“ISO 9001:2015 sets out the criteria for a quality management system and is the only standard in the family that can be certified to (although this is not a requirement). It can be used by any organization, large or small, regardless of its field of activity.”
“The standards provide guidance and tools for companies and organizations who want to ensure that their products and services consistently meet customer’s requirements, and that quality is consistently improved.”
– https://www.iso.org/iso-9001-quality-management.html

This blog is part of a series leading up to the 2019 ODR Forum in Williamsburg, Virginia. There are two motivating themes or challenges that shape this entry. The first is that the overall objective of the 2019 Forum is to begin to measure success and progress (or not) in the last two decades of development in ODR and, as the Forum website states, to look at best practices for gathering the necessary data for that measurement. The second theme arose more by way of provocation at the recent (February 2019) annual commercial mediation competition in Paris, in which my colleague Greg Bond reminded me and the audience of mediators and law students that “quality” remains a metric, albeit elusive, that we’re obliged to consider.

On the first point, I’ll leave it to those who will be attending the Williamsburg Forum to determine the measures of success in ODR. The second point – Greg’s challenge – arose in the context of a panel discussion on the future[s] of mediation and, in particular, the ways in which digital technologies are already changing how we interact, solve problems, manage information, enhance access to legal and other resources and so on. I sought briefly to summarise some of the observations made and conclusions reached at the 2018 ODR Forum, and in particular to comment on the attention given to issues of ethics, equity, transparency, and accountability in the development of resources for online access to justice. Greg’s response was that, while he took issue with none of this – indeed, welcomed the prospect of enhanced access to dispute resolution resources – he was concerned at least to flag the importance of questions of “quality” in considering the services offered and institutions developed.

The immediate difficulty of course, as Pirsig found in his quest for “quality” was that it is a persistently elusive notion, neither wholly subjective nor wholly objective; neither wholly inherent in what we observe or entirely residing in the perceptions of the observer. As the ISO standards quoted above also suggest, “quality” is something that standards are designed to ensure . . . but quality itself is not necessarily reducible to a standard.

This question becomes important, too in the wider context of enhancing access to justice – whether through alternatives to courts or the development of digital pathways – given the mix of “drivers” and criteria for success in mediation or access to justice programmes. For fiscally-challenged justice systems, success – and quality – may well have more instrumental and efficiency criteria. For those who begin in a critique of or challenge to the “legalism” of conventional legal processes, success is likely to be measured in the enhanced autonomy and choices of disputants. For those who have been concerned that conventional processes typically exclude minority or indigenous peoples, the measure of quality will more likely turn on the degree to which indigenous processes are recognised and implemented. And so on.

The difficulty created by the last four decades of mediation, and all the more so by the contemporary digital, information-based development, is that the innovations are, almost by definition, scattered, distributed and networked, with a variable level of connection to the mother ship of law and state institutions. As Prof Luciano Floridi has discussed in a number of publications, a “distributed ethics” in the era of information brings a particular set of challenges to institutions, to their alternatives, and to conventional criteria of “quality”. Indeed, it’s almost written into the DNA of many of these alternative developments that the criteria of their legitimacy and success are not necessarily those of the mainstream institutions.

And yet it’s also clear that quality matters, for which reasons we see a plethora of standards of professional conduct; certifying bodies such as the International Mediation Institute, for example, have established clear criteria which need to be met by mediators and qualifying bodies; and may well become a question for courts to answer as to whether practitioners have met or failed to meet professional standards.

I doubt that Greg Bond’s challenge was an invitation to a conversation about Robert Pirsig’s “metaphysics of quality” or the question as to whether quality precedes any intellectual construction of it. But the fact that the question was raised is a reminder of the array of “qualities” that we might look for in the development of any practice or institution or innovation. As the question suggests, the quality – the attributes – to be measured are not just those of the instrumental efficacy of the innovation but rather those of the ends and the values that the innovation might be designed to meet. And those ends, those qualities, will be as diverse as individual autonomy, cultural appropriateness (but not appropriation), fiscal restraint, respect for public values (and not merely private ends), legal and constitutional coherence, gender and other forms of equity . . .

One way of thinking about this might be found in the theme running through Cal Newport’s book, Digital Minimalism: On living Better with Less Technology(2019): rather than thinking in terms of a rejection or denial of technology, the minimalists begin with the values that matter, then work out their relationship to technology and its uses on that basis. The risk of not doing so is that technology – and the designers behind it – come to provide the reasons for its expanded uses.

Why ODR Now by Daniel Rainey

From the Bold Measures in ODR Blog

The NCSC has established a blog to lead up to the International ODR Forum in Williamsburg in October. They have invited everyone to contribute to the blog with short notes and commentary about ODR, and during the run up to the ODR Forum there will be many blog entries, and many topics explored on a variety of subjects related to online dispute resolution. One thing about which I think most of us who deal with ODR would agree is that the idea of, and the reality of, ODR has been expanding rapidly in the last couple of years. Why now?

For the past two decades ODR has been acknowledged as an approach to disputes, but it seems that ODR has in the past year or two been on the tongues of dispute resolvers in just about every mode and venue. It is the classic example of an “overnight success” that is anything but overnight.

ODR’s first blooming began in the 1990’s in e-commerce, addressing the bounded universe of disputes there with algorithms and online work by “real” mediators. What we are seeing now is the blooming of ODR in the courts, for what I suggest are much the same reasons that we saw ODR being developed in e-commerce. The courts offer huge numbers of cases, many of which are bounded by forms, rules, and processes that lend themselves to assistance by algorithm driven ODR platforms. The payoffs in saved time and saved money are also analogous to the payoffs in e-commerce. The promise of those payoffs in the court systems around the world are, I think, driving the emergence of ODR beyond e-commerce. There are two areas in which I still don’t see a lot of progress in ODR.

First, we are not seeing yet the development of a true justice layer for the Internet. In the “real” world we interact in a social layer and a commercial layer, with a justice layer available to resolve disputes created by our social and commercial interactions. That justice layer is driven by venue, standing, and rules that recognize borders. On the internet we have an active social layer (perhaps too active) and a commercial layer, but no real justice layer that operates in the cyber-world we have created with our online social and commercial interactions. The closest we’ve come to a justice layer of the Internet are the private justice systems created by e-commerce platforms, joined and ruled by the the fine print behind the “I Agree” button that we click almost automatically. The court ODR that is being developed is, at least at this point, not revolutionary. Court ODR has, so far, taken the traditional functions and structures of court systems and converted them or adjusted them to the use of online tools. And, significantly, the court ODR platforms are designed to operate within the same venues, and with the same borders, that control non-ODR court processes. The EU has taken small steps to stretch ODR across borders (although the idea of borders in the EU are not, themselves, traditional). But the major attempt to create an agreement about how to handle cross border disputes not managed as a private justice system, the UNCITRAL ODR Working Group, basically failed.

Second, we are not yet seeing ODR platforms in widespread use for sole practitioner dispute resolvers or for small firms and non-profits without the financial resources or the case loads to support large scale ODR platforms. Even though most dispute resolvers are using technology to some degree, it is probably the case that most do not think of their use of mobile phones, document sharing platforms, and, heaven forbid, e-mail, as ODR. The gap in the market seems to be for ODR platforms with secure document handling and storage, designed for dispute resolution, with the ability to communicate, brainstorm, and create agreements that are user friendly and cheap enough to be used by those who are not operating in large e-commerce or court systems.

INTERNATIONAL SEMINAR “ALGORITHMISATION OF DISPUTE RESOLUTION” January 29, 2019

Vilnius University is taking part in the Pan-European scientific research and development project Conflict Resolution with Equitative Algorithms | CREA. The project is partly financed by the European Commission. More information is available on internet

Vilnius University and Vrije Universiteit Brussel are happy to invite you to an international seminar where interim findings and results of the CREA project will be presented and other cutting-edge topics of state of play and challenges of algorithmisation of dispute resolution will be debated.

Participation in the seminar is free of charge. Participants are expected to register in advance online, cover their costs of travel and accommodation. We kindly ask you to register online for the event until 21 January 2019 COB at filling the registration form. Due to limited capacity of conference room, participants will be admitted on first come (first registered) basis. Successful registration online shall be regarded as confirmation of admission. Online registration will be stopped when capacity limit will be reached.

Program is here

International Seminar
Algorithmisation of Dispute Resolution
Date: 29th January 2019 (Tuesday)
Time: 9:00 – 17:30 EET
Venue: Vilnius University’s Scholarly Communication and Information Centre (SCIC),
Saulėtekio al. 5, Vilnius, Lithuania
Language: English

Program is here.

Noam Ebner wins award

From the www.indisputably.org blog –

A simulation co-authored by Noam Ebner (Creighton) has been named a first-prize co-winner of Syracuse University’s Maxwell School of Citizenship and Public Affairs annual E-PARCC teaching case and simulation competition. Congratulations, Noam!

The simulation places participants in the role of EU leaders tasked with forming EU policy in face of the waves of migration entering the EU. Noam and his co-authors actually wrote three Model EU simulations Noam co-authored as part of a project for the EU Delegation to the US. The award-winning simulation (as well as two others on different topics) can be downloaded for use here.

Goodbye to The Haggler

David Segal, aka The Haggler, is a New York Times reporter who for the last eight years has written a consumer help column. If his columns were compiled, they would provide an interesting overview, written in an entertaining style, of the plight of the modern consumer. Mr. Segal announced this week that he has been reassigned to the London bureau of the Times and will no longer be The Haggler. His farewell column is worth a read. Thanks for an informative and entertaining run.